Forms & Literature

SIMPLE IRA Plan Sponsor Cover Letter and Forms (DFI mailing 2026)

Annual mailing of the Summary Description and forms that plan sponsors must distribute to all eligible employees to satisfy IRS re... Details

SIMPLE IRA Plan Sponsor Guide (Hard Copy)

An enrollment guide for plan sponsors that explains SIMPLE IRA plans and includes forms and applications to set one up.

For the digital version, see the SIMPLE IRA Plan Sponsor Guide (Digital). ... Details

SIMPLE IRA Plus Automatic Contribution Arrangement Notice

Sample notice for SIMPLE IRA Plus plans with an automatic contribution arrangement (ACA). If the plan includes an ACA, plan sponso... Details

SIMPLE IRA Plus Bank Change Request

SIMPLE IRA Plus Plan Sponsors can use this form to update the bank information on file for salary deferral and employer contributions. This form should only be used for SIMPLE IRA Plus plans. For SIMPLE IRA plans, make u... Details

SIMPLE IRA Plus Change of Contact Information

SIMPLE IRA Plus plan sponsors can use this form to update or remove employer contacts. Details

SIMPLE IRA Plus Change of Funds or Share Class

Add, remove, or replace funds, change the default fund or change the share class for a SIMPLE IRA Plus Plan. Details

SIMPLE IRA Plus Employee Disclosures (for Existing Participants)

These forms should be completed and distributed to existing SIMPLE IRA Plus participants before each enrollment period. This pa... Details

SIMPLE IRA Plus employee enrollment guide (Digital)

This guide is designed to welcome employees who want to enroll in their company’s Simple IRA Plus retirement plan, provided by Cap... Details

SIMPLE IRA Plus employee enrollment guide (Hard Copy)

This guide is designed to welcome employees who want to enroll in their company’s Simple IRA Plus retirement plan, provided by Cap... Details

SIMPLE IRA Plus employee kit

This kit provides materials that employees need to get started in a SIMPLE IRA Plus plan, including an enrollment guide and educational brochure. Details

SIMPLE IRA Plus Financial Professional or Fee Change Request

Change the financial professional and/or update advisory fee payment instructions for a SIMPLE IRA Plus plan. Details

SIMPLE IRA Plus Plan Sponsor Guide

Employers can use this guide to establish or amend a SIMPLE IRA Plus plan. Details

SIMPLE IRA Plus plan sponsor kit

This kit provides resources you’ll need to offer a SIMPLE IRA Plus plan, including a plan sponsor guide and educational guide for employees. Details

SIMPLE IRA Plus Request for Transfer of Assets or Direct Rollover

Participants can use this form to request a transfer or direct rollover from an external IRA or qualified retirement plan to an American Funds SIMPLE IRA Plus account. For SIMPLE IRA accounts, use the Request for Transfer of Assets or Direct Rollover... Details

SIMPLE IRA Plus Transfer Election

SIMPLE IRA Plus participants can use this form to set up systematic transfers of both employee deferrals and employer contributions to a SIMPLE IRA with another financial institution. Details

SIMPLE IRA Salary Deferral Election (Digital)

Form that allows employees to set up salary deferrals for their SIMPLE IRAs.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank and Trust Company.

For the hard copy version, see the SIMPLE IRA Salary Deferral Election (Hard Copy)... Details

SIMPLE IRA Salary Deferral Election (Hard Copy)

Form that allows employees to set up salary deferrals for their SIMPLE IRAs.

This form is for employer and employee use only. It should not be sent back to American Funds Service Company or Capital Bank and Trust Company.

For the digital version, see the SIMPLE IRA Salary Deferral Election (Digital)... Details

SIMPLE IRA Transfer Election

For use when Capital Bank and Trust Company is the designated financial institution of a SIMPLE IRA plan. This form is used to periodically transfer contributions from a participant's American Funds SIMPLE IRA to a SIMPL... Details

Statement of Citizenship/Tax Status

This form allows investors to certify their citizenship and tax status. Details

Statement of Intention (SOI)

Form used to request a statement of intention (SOI). Details