- Senior Vice President and Director, Consulting Services Group, and Subadvisory Services Director, Capital Group Private Client Services
- President, Smith Barney Pension Advisors
- Co-President, Smith Barney Real Estate Corp.
- Managing Director, Corporate Finance, Smith Barney
- Founder, Southern regional office, Bernstein Investment Research and Management
- National Director, Investment Planning, and Senior Managing Director, Bernstein Investment Research and Management
- Director, Alternative and Private Equity Investments, Cigna
- Benefactor, Board Member and Chair, Investment and Finance Committee, Camp Sunshine
- MBA, University of Connecticut
- BS, University of Connecticut
My primary focus
My work focuses on serving consultants, family offices and their advisors, and as an intermediary between clients and their global private banks. A commonality among many clients is that they’ve experienced great change in their lives or organizations and recognize the need for a knowledgeable guide who can help manage their financial lives. I have 44 years of investment industry experience — I’m a former investment banker, and my clients appreciate that I have an affinity with complex financial issues while remaining steadfast to their values and principles.
Why I’m at Capital Group Private Client Services
I started a business early in my career, which helps me understand many of the issues facing clients. Capital Group’s true soul is its openness to learning and to considering different points of view. I believe the intellectual capital at Capital Group is exceptional. Our culture encourages teamwork and a sincere desire to do what’s best for clients.
What informs my approach to serving clients
Success starts with relationships. I am a friend, fiduciary and confidant to my clients. It’s very important to me that I understand my clients’ hopes, fears and goals so that I can work closely with them to lay out a path to their financial future.
“Capital Group never wavers from its core belief in integrity and respect. It is a privilege to be part of an organization with a deeply held value system.”