American Funds - Portfolio holdings | American Funds

Portfolio Holdings

American Funds Insurance Series - Global Bond Fund

As of September 30, 2019 (updated quarterly, upon availability)

Fixed-Income Securities* Shares or Principal Amount Market Value
ACE INA Holdings Inc. 2.30% 2020 180,000 180,607
ACE INA Holdings Inc. 2.875% 2022 195,000 199,958
ACE INA Holdings Inc. 3.35% 2026 195,000 208,453
ACE INA Holdings Inc. 4.35% 2045 425,000 522,656
ADT Corp. 3.50% 2022 525,000 528,938
AES Corp. 5.50% 2025 250,000 260,313
AG Merger Sub II, Inc. 10.75% 2027 204,000 208,080
AT&T Inc. 4.250% 2027 3,775,000 4,111,341
AbbVie Inc. 2.50% 2020 3,155,000 3,162,522
AbbVie Inc. 2.90% 2022 1,170,000 1,193,253
AbbVie Inc. 3.20% 2022 200,000 205,272
AbbVie Inc. 3.20% 2026 2,007,000 2,045,328
AbbVie Inc. 4.50% 2035 410,000 442,688
Abbott Laboratories 2.90% 2021 420,000 427,718
Abbott Laboratories 3.40% 2023 137,000 144,112
Abbott Laboratories 3.75% 2026 793,000 864,776
Aetna Inc. 2.80% 2023 340,000 344,546
Allergan PLC 3.00% 2020 2,820,000 2,828,384
Allergan PLC 4.75% 2045 130,000 138,041
Allianz SE 4.75% (3-month EUR-EURIBOR + 3.60% on 10/24/2023) 4,200,000 5,263,863
Allison Transmission Holdings, Inc. 5.00% 2024 455,000 465,806
Almonde Inc., Term Loan, (3-month USD-LIBOR + 7.25%) 9.446% 2025 650,000 625,625
Altria Group, Inc. 1.00% 2023 1,020,000 1,131,615
Altria Group, Inc. 1.70% 2025 1,600,000 1,819,596
Altria Group, Inc. 2.20% 2027 2,900,000 3,374,456
Altria Group, Inc. 4.50% 2043 191,000 192,102
Altria Group, Inc. 5.95% 2049 131,000 154,327
Amazon.com, Inc. 2.80% 2024 2,920,000 3,040,187
Amazon.com, Inc. 3.15% 2027 980,000 1,042,425
American Axle & Manufacturing Holdings, Inc. 6.50% 2027 355,000 339,025
American Campus Communities, Inc. 3.75% 2023 1,810,000 1,886,000
American Campus Communities, Inc. 4.125% 2024 1,195,000 1,279,404
American Energy (Permian Basin) (3-month USD-LIBOR + 6.50%) 9.075% 2029 150,000 24,750
American Energy (Permian Basin) 7.125% 2020 1,295,000 213,675
American Energy (Permian Basin) 7.375% 2021 340,000 56,100
Amgen Inc. 1.85% 2021 420,000 418,583
Anheuser-Busch InBev NV 4.00% 2028 1,050,000 1,160,123
Anheuser-Busch InBev NV 4.15% 2025 2,230,000 2,437,921
Anheuser-Busch InBev NV 4.75% 2029 1,975,000 2,301,712
Apple Inc. 2.50% 2022 1,200,000 1,218,978
Apple Inc. 3.35% 2027 1,075,000 1,151,281
Applied Systems, Inc., Term Loan, (3-month USD-LIBOR + 7.00%) 9.104% 2025 80,000 81,150
Argentina (Central Bank of) 0% 2020 33,994,100 318,243
Argentina (Central Bank of) 0% 2020 42,800,000 319,871
Argentine Republic 2.50% 2021 133,393,579 772,623
Argentine Republic 6.875% 2021 3,575,000 1,774,130
Argentine Republic 6.875% 2048 1,695,000 720,392
Argentine Republic 7.50% 2026 2,200,000 981,772
Ascent Resources Marcellus Holdings, Inc., Term Loan B, (3-month USD-LIBOR + 6.50%) 8.527% 2023 210,000 203,700
Associated Materials, LLC 9.00% 2024 1,069,000 943,393
AstraZeneca PLC 3.50% 2023 2,700,000 2,823,431
Australia (Commonwealth of), Series 133, 5.50% 2023 3,335,000 2,626,663
Autoridad del Canal de Panama 4.95% 2035 1,000,000 1,153,010
Avis Budget Group, Inc. 5.50% 2023 302,000 307,663
B&G Foods, Inc. 4.625% 2021 50,000 50,198
B&G Foods, Inc. 5.25% 2025 225,000 230,625
Bank of America Corp. 2.625% 2020 1,550,000 1,560,084
Bank of America Corp. 3.55% 2024 (3-month USD-LIBOR + 0.78% on 3/5/2023) 1,400,000 1,456,692
Banque Centrale de Tunisie 6.375% 2026 3,800,000 4,022,671
Banque Centrale de Tunisie 6.75% 2023 2,295,000 2,533,121
Barclays Bank PLC 6.00% 2021 1,000,000 1,165,160
Barclays Bank PLC 6.625% 2022 1,070,000 1,335,920
Bayer AG 3.375% 2024 840,000 861,416
Bayer US Finance II LLC 3.875% 2023 900,000 940,838
Bayer US Finance II LLC 4.25% 2025 203,000 216,895
Bayerische Motoren Werke AG 2.95% 2022 3,675,000 3,751,411
Becton, Dickinson and Co. 2.675% 2019 94,000 94,032
Becton, Dickinson and Co. 3.70% 2027 933,000 989,346
Brandywine Operating Partnership, LP 3.95% 2023 190,000 198,212
Brazil (Federative Republic of) 0% 2020 12,000 2,852,003
Brazil (Federative Republic of) 0% 2021 13,000 2,866,716
Brazil (Federative Republic of) 10.00% 2025 18,600 5,133,040
Bristol-Myers Squibb Co. 3.10% 2024 2,756,000 2,845,713
British American Tobacco International Finance PLC 2.75% 2020 530,000 531,641
British American Tobacco International Finance PLC 3.50% 2022 385,000 395,184
British American Tobacco PLC 2.789% 2024 1,150,000 1,140,353
British American Tobacco PLC 3.215% 2026 955,000 946,959
British American Tobacco PLC 3.462% 2029 1,150,000 1,127,668
British American Tobacco PLC 3.557% 2027 1,545,000 1,554,945
British American Tobacco PLC 4.39% 2037 2,400,000 2,334,233
British American Tobacco PLC 4.758% 2049 894,000 875,961
Brookfield Property REIT Inc. 5.75% 2026 350,000 367,063
Buenos Aires (City of) (Badlar Private Banks ARS Index + 3.75%) 53.348% 2028 13,568,000 117,429
CCO Holdings LLC and CCO Holdings Capital Corp. 3.75% 2028 2,650,000 2,721,857
CCO Holdings LLC and CCO Holdings Capital Corp. 5.125% 2023 450,000 462,258
CCO Holdings LLC and CCO Holdings Capital Corp. 5.75% 2026 475,000 502,313
CF Industries, Inc. 4.95% 2043 245,000 241,019
CMS Energy Corp. 3.00% 2026 1,200,000 1,231,782
CMS Energy Corp. 3.875% 2024 100,000 105,474
CMS Energy Corp. 5.05% 2022 392,000 415,128
CONSOL Energy Inc. 5.875% 2022 1,949,000 1,880,785
CVR Partners, LP 9.25% 2023 200,000 209,250
CVS Health Corp. 2.80% 2020 430,000 431,975
CVS Health Corp. 3.35% 2021 277,000 281,579
CVS Health Corp. 3.50% 2022 430,000 444,122
CVS Health Corp. 3.70% 2023 710,000 739,452
Cablevision Systems Corp. 6.75% 2021 950,000 1,026,000
CaixaBank SA 2.25% 2030 (EUR Annual (vs. 6-month EURIBOR) 5-year + 1.68% on 4/17/2025) 2,400,000 2,694,210
CaixaBank, SA 3.50% 2027 (5-year EUR Mid-Swap + 3.35% on 2/15/2022) 1,500,000 1,731,940
Calpine Corp. 5.25% 2026 280,000 290,850
Canada 1.00% 2022 1,050,000 780,864
Canada 2.25% 2025 9,450,000 7,463,492
Canada 2.75% 2048 3,500,000 3,394,354
Canada 3.50% 2020 2,500,000 2,756,862
Capital Group Central Cash Fund 649,366 64,930,118
Carrizo Oil & Gas Inc. 6.25% 2023 220,000 209,550
Centene Corp. 4.75% 2022 540,000 552,933
Centene Corp. 4.75% 2025 425,000 437,325
CenterPoint Energy Transition Bond Co. III, LLC, Series 2008, Class A2, 5.234% 2023 62,303 62,592
CenturyLink, Inc. 6.75% 2023 800,000 878,000
CenturyLink, Inc. 7.50% 2024 250,000 280,213
CenturyLink, Inc., Series T, 5.80% 2022 325,000 344,094
Chemours Co. 6.625% 2023 780,000 773,175
Chesapeake Energy Corp. 4.875% 2022 915,000 743,438
Chesapeake Energy Corp. 5.75% 2023 460,000 354,200
Chesapeake Energy Corp. 8.00% 2027 195,000 132,113
Chile (Banco Central de) 4.00% 2023 6,285,000,000 9,155,439
Chile (Banco Central de) 4.50% 2026 3,660,000,000 5,614,083
China (People's Republic of), Series 1910, 3.86% 2049 172,240,000 24,595,908
China Development Bank Corp. Series 1814, 4.15% 2025 20,900,000 3,004,126
China Development Bank Corp. Series 1905 3.48% 2029 203,200,000 27,990,100
China Development Bank Corp., Series 1805, 4.04% 2028 33,000,000 4,716,387
Cigna Corp. 3.40% 2021 750,000 767,374
Cigna Corp. 4.125% 2025 830,000 894,917
Citigroup Inc. 2.35% 2021 1,500,000 1,507,317
Cleveland-Cliffs Inc. 4.875% 2024 950,000 969,000
Cleveland-Cliffs Inc. 5.75% 2025 672,000 661,920
Cleveland-Cliffs Inc. 5.875% 2027 1,300,000 1,234,480
Colombia (Republic of) 3.875% 2027 350,000 371,875
Colombia (Republic of) 4.50% 2029 1,165,000 1,297,810
Colombia (Republic of) 5.20% 2049 2,420,000 2,930,644
Colombia (Republic of), Series B, 10.00% 2024 10,805,000,000 3,750,223
Colombia (Republic of), Series B, 6.25% 2025 12,077,000,000 3,626,206
Columbia Pipeline Partners LP 3.30% 2020 85,000 85,488
Comcast Corp. 3.95% 2025 2,610,000 2,843,932
Compass Diversified Holdings 8.00% 2026 440,000 467,500
Comstock Resources, Inc. 9.75% 2026 450,000 378,000
Conagra Brands, Inc. 4.30% 2024 2,380,000 2,555,606
Consolidated Energy Finance SA 6.50% 2026 185,000 180,375
Consumers Energy Co. 3.375% 2023 345,000 361,681
Continental Airlines, Inc., Series 2000-1, Class A-1, 8.048% 2022 23,401 24,009
Continental Airlines, Inc., Series 2000-2, Class A1, 7.707% 2022 8,342 8,641
Convey Park Energy LLC 7.50% 2025 200,000 161,000
Core Industrial Trust, Series 2015-CALW, Class A, 3.04% 2034 1,385,060 1,415,279
Cote d'Ivoire (Republic of) 5.25% 2030 900,000 987,944
Crédit Agricole SA 4.375% 2025 1,100,000 1,170,177
DCP Midstream Operating LP 4.95% 2022 365,000 377,775
DP World Crescent 4.848% 2028 550,000 605,158
DaVita HealthCare Partners Inc. 5.00% 2025 380,000 380,000
DaimlerChrysler North America Holding Corp. 2.00% 2021 2,100,000 2,088,209
DaimlerChrysler North America Holding Corp. 2.875% 2021 2,275,000 2,294,219
DaimlerChrysler North America Holding Corp. 3.00% 2021 6,425,000 6,489,449
Danske Bank AS 2.70% 2022 1,400,000 1,406,548
Deutsche Telekom International Finance BV 1.95% 2021 575,000 571,350
Deutsche Telekom International Finance BV 2.82% 2022 1,675,000 1,695,428
Deutsche Telekom International Finance BV 4.375% 2028 890,000 996,400
Deutsche Telekom International Finance BV 7.50% 2033 200,000 394,955
Deutsche Telekom International Finance BV 9.25% 2032 1,930,000 3,041,059
Diamond Offshore Drilling, Inc. 4.875% 2043 675,000 315,563
Diebold Nixdorf AG, Term Loan B, (3-month USD-LIBOR + 2.75%) 4.813% 2023 115,200 108,576
Diebold, Inc. 8.50% 2024 150,000 141,938
Dominican Republic 5.50% 2025 1,375,000 1,454,076
Dominican Republic 6.40% 2049 1,613,000 1,721,894
Dominican Republic 7.50% 2021 1,333,333 1,395,000
Dominican Republic 8.625% 2027 225,000 270,002
Dominican Republic 9.75% 2026 90,700,000 1,791,268
Duke Energy Corp. 2.65% 2026 2,695,000 2,710,038
Duke Energy Corp. 3.75% 2024 550,000 583,499
Duke Energy Progress, LLC 3.70% 2028 1,225,000 1,345,975
Dun & Bradstreet Corp. 6.875% 2026 205,000 223,834
Dun & Bradstreet Corp., Term Loan B, (3-month USD-LIBOR + 5.00%) 7.054% 2026 225,000 226,758
EMD Finance LLC 2.40% 2020 1,485,000 1,485,036
EMD Finance LLC 2.95% 2022 225,000 227,757
EMD Finance LLC 3.25% 2025 2,950,000 3,020,172
Egypt (Arab Republic of) 0% 2019 53,000,000 3,176,881
Egypt (Arab Republic of) 0% 2019 46,500,000 2,769,235
Egypt (Arab Republic of) 5.625% 2030 745,000 814,990
Egypt (Arab Republic of) 5.75% 2020 1,800,000 1,823,292
Egypt (Arab Republic of) 7.50% 2027 2,200,000 2,369,147
Electricité de France SA 4.875% 2038 795,000 925,696
Empresas Publicas de Medellin E.S.P. 4.25% 2029 1,030,000 1,085,517
Enbridge Energy Partners, LP 4.375% 2020 480,000 490,116
Enbridge Energy Partners, LP 5.20% 2020 1,175,000 1,189,898
Enbridge Inc. 3.70% 2027 754,000 797,445
Enbridge Inc. 4.00% 2023 600,000 636,362
Enbridge Inc. 4.25% 2026 655,000 717,213
Encompass Health Corp. 4.50% 2028 86,000 87,161
Endo International PLC 5.75% 2022 1,155,000 750,750
Endo International PLC 6.00% 2025 550,000 325,875
Enel Finance International SA 2.75% 2023 5,000,000 5,034,945
Enel Finance International SA 3.50% 2028 1,800,000 1,845,299
Enel Finance International SA 3.625% 2027 2,375,000 2,467,212
Energy Transfer Partners, LP 4.00% 2027 1,490,000 1,543,826
Energy Transfer Partners, LP 4.20% 2027 110,000 115,808
Energy Transfer Partners, LP 6.00% 2048 70,000 82,872
Enersis Américas SA 4.00% 2026 650,000 684,125
Essex Portfolio LP 3.375% 2026 885,000 925,666
Essex Portfolio LP 3.50% 2025 2,835,000 2,966,759
Euramax International, Inc. 12.00% 2020 650,000 645,938
European Financial Stability Facility 0.40% 2025 6,000,000 6,852,507
European Investment Bank 2.25% 2022 700,000 710,010
Exelon Corp. 3.40% 2026 1,465,000 1,532,762
Exelon Corp., junior subordinated, 3.497% 2022 525,000 538,913
Export-Import Bank of India 0.59% 2022 400,000,000 3,703,695
Extraction Oil & Gas, Inc. 5.625% 2026 425,000 262,438
Exxon Mobil Corp. 2.222% 2021 570,000 573,124
FS Energy and Power Fund 7.50% 2023 325,000 329,063
Fannie Mae Pool #AO4151 3.50% 2042 308,439 324,132
Fannie Mae Pool #AP7888 3.50% 2042 640,729 673,372
Fannie Mae Pool #AQ0770 3.50% 2042 212,080 223,285
Fannie Mae Pool #BO2188 4.00% 2049 1,812,343 1,885,471
Fannie Mae Pool #FM1437 4.00% 2048 4,308,631 4,491,877
Fannie Mae Pool #MA3443 4.00% 2048 127,203 132,076
Fannie Mae Pool #MA3467 4.00% 2048 7,539,493 7,850,400
Fannie Mae Pool #MA3495 4.00% 2048 2,672,635 2,782,660
Fannie Mae Pool #MA3521 4.00% 2048 1,187,433 1,235,056
Fannie Mae Pool #MA3664 4.00% 2049 9,258,772 9,605,161
Fannie Mae Pool #MA3692 3.50% 2049 21,764,722 22,401,711
Fannie Mae Pool #MA3693 4.00% 2049 7,076,289 7,359,666
Fannie Mae Pool #MA3775 3.50% 2049 991,485 1,019,214
Fannie Mae Pool #MA3776 4.00% 2049 9,448,487 9,840,297
Fannie Mae Pool #MA3804 4.00% 2049 1,247,857 1,298,081
Fannie Mae, Series 2012-M17, Class A2, Multi Family, 2.184% 2022 1,503,390 1,516,214
First Quantum Minerals Ltd. 6.875% 2026 325,000 311,188
First Quantum Minerals Ltd. 7.25% 2023 875,000 866,250
First Quantum Minerals Ltd. 7.50% 2025 1,875,000 1,856,250
FirstEnergy Corp. 3.50% 2028 645,000 673,713
FirstEnergy Corp. 3.90% 2027 3,915,000 4,175,492
FirstEnergy Corp. 4.85% 2047 380,000 452,281
Ford Motor Credit Co. 2.597% 2019 2,020,000 2,019,956
France Télécom 5.375% 2050 300,000 597,307
France Télécom 9.00% 2031 2,434,000 3,798,741
Freddie Mac 3.50% 2048 747,929 769,091
Freddie Mac Pool #2B7343 3.801% 2049 6,173,053 6,394,703
Freddie Mac Pool #ZN4802 4.00% 2049 1,256,918 1,307,821
Freddie Mac Pool #ZT1545 4.00% 2048 26,348,014 27,325,104
Freddie Mac, Series 3213, Class OG, principal only, 0% 2036 9,599 9,039
Freddie Mac, Series 3292, Class BO, principal only, 0% 2037 41,660 37,257
Freeport-McMoRan Inc. 3.55% 2022 1,262,000 1,268,310
French Republic O.A.T. 0.10% 2029 4,322,317 5,297,984
French Republic O.A.T. 0.50% 2029 23,330,000 27,366,239
French Republic O.A.T. 2.00% 2048 1,490,000 2,285,822
Frontier Communications Corp. 11.00% 2025 3,390,000 1,548,806
GREECE (Hellenic Republic of) 0% 2019 7,260,000 7,913,923
General Mills, Inc. 3.20% 2021 455,000 462,102
Genesis Energy, LP 6.50% 2025 150,000 146,813
Genesis Energy, LP 6.75% 2022 683,000 695,533
Genesys Telecommunications Laboratories, Inc. 10.00% 2024 100,000 108,356
Germany (Federal Republic of) 0.10% 2026 4,525,793 5,461,511
Germany (Federal Republic of) 0.50% 2030 4,036,561 5,376,376
Germany (Federal Republic of) 1.25% 2048 1,150,000 1,750,170
Gogo Inc. 9.875% 2024 2,165,000 2,321,963
Gogo Inc., convertible notes, 6.00% 2022 107,000 127,989
Goldman Sachs Group, Inc. 1.0% 2021 28,000,000 262,616
Goldman Sachs Group, Inc. 2.80% 2022 100,000,000 980,272
Goldman Sachs Group, Inc. 2.905% 2023 (3-month USD-LIBOR + 0.99% on 7/24/2022) 1,200,000 1,217,518
Goldman Sachs Group, Inc. 3.20% 2023 2,152,000 2,211,621
Goldman Sachs Group, Inc. 3.50% 2025 5,190,000 5,418,396
Goldman Sachs Group, Inc. 4.75% 2045 1,805,000 2,173,697
Government National Mortgage Assn. 4.50% 2049 466,473 487,610
Government National Mortgage Assn. Pool #MA5932 4.50% 2049 575,491 604,149
Government National Mortgage Assn. Pool #MA5987 4.50% 2049 9,597,046 10,082,963
Government National Mortgage Assn. Pool #MA6041 4.5% 2049 5,393,828 5,682,727
Greece (Hellenic Republic of) 3.375% 2025 6,800,000 8,388,887
Greece (Hellenic Republic of) 3.45% 2024 8,400,000 10,268,660
Greece (Hellenic Republic of) 3.75% 2028 13,124,185 17,088,616
Greece (Hellenic Republic of) 3.875% 2029 18,470,000 24,641,167
Greece (Hellenic Republic of) 3.90% 2033 3,614,749 4,930,894
Greece (Hellenic Republic of) 4.00% 2037 3,769,810 5,270,163
Greece (Hellenic Republic of) 4.20% 2042 3,759,124 5,496,069
Groupe BPCE SA 1.00% 2025 2,900,000 3,280,133
Groupe BPCE SA 4.625% 2023 1,200,000 1,521,974
Groupe BPCE SA 5.70% 2023 1,800,000 1,985,881
H.I.G. Capital, LLC 6.75% 2024 318,000 295,250
HCA Inc. 5.875% 2023 250,000 275,625
HSBC Holdings PLC 3.033% 2023 (3-month USD-LIBOR + 0.923% on 11/12/2022) 430,000 436,591
HSBC Holdings PLC 3.803% 2025 (ICE LIBOR USD 3 Month + 1.211% on 3/11/2024) 305,000 317,912
HSBC Holdings PLC 4.292% 2026 (3-month USD-LIBOR + 1.348% on 9/12/2025) 4,172,000 4,481,612
Halliburton Co. 3.80% 2025 870,000 923,332
Hanesbrands Inc. 4.625% 2024 85,000 89,995
Hanesbrands Inc. 4.875% 2026 350,000 371,525
Hardwoods Acquisition Inc. 7.50% 2021 228,000 134,520
Harris Corp. 2.70% 2020 155,000 155,325
HealthSouth Corp. 5.75% 2025 745,000 781,021
Hertz Global Holdings Inc. 7.625% 2022 1,145,000 1,193,663
Holcim Ltd. 5.15% 2023 1,290,000 1,387,280
Honduras (Republic of) 8.75% 2020 1,555,000 1,663,866
Humana Inc. 3.85% 2024 1,000,000 1,057,106
Hungary 3.875% 2020 1,000,000 1,109,672
Husky Energy Inc. 7.25% 2019 250,000 252,320
Hyundai Capital America 2.55% 2020 2,580,000 2,579,930
Hyundai Capital America 3.25% 2022 250,000 253,651
Hyundai Capital Services Inc. 2.625% 2020 500,000 500,271
Hyundai Capital Services Inc. 3.75% 2023 2,450,000 2,532,403
Icahn Enterprises Finance Corp. 6.25% 2022 575,000 591,388
Imperial Tobacco Finance PLC 3.50% 2023 2,000,000 2,041,992
India (Republic of) 6.79% 2027 525,000,000 7,420,701
India (Republic of) 6.97% 2026 586,000,000 8,416,432
India (Republic of) 7.17% 2028 226,200,000 3,270,361
India (Republic of) 7.35% 2024 30,000,000 439,615
India (Republic of) 7.59% 2026 438,600,000 6,487,967
India (Republic of) 7.59% 2029 95,800,000 1,420,028
India (Republic of) 7.61% 2030 167,270,000 2,476,993
India (Republic of) 7.88% 2030 25,000,000 378,421
India (Republic of) 8.83% 2023 469,900,000 7,219,986
Indonesia (Republic of) 0.54% 2022 100,000,000 927,528
Indonesia (Republic of) 0.67% 2021 200,000,000 1,857,955
Indonesia (Republic of) 3.75% 2022 1,110,000 1,146,073
Indonesia (Republic of) 4.75% 2026 3,500,000 3,866,055
Indonesia (Republic of), Series 64, 6.125% 2028 9,247,000,000 604,784
Indonesia (Republic of), Series 68, 8.375% 2034 27,353,000,000 2,042,370
Indonesia (Republic of), Series 78, 8.25% 2029 105,022,000,000 7,915,159
Inmarsat PLC 4.875% 2022 1,500,000 1,525,785
Intelsat Jackson Holding Co. 8.50% 2024 1,475,000 1,489,293
International Paper Co. 7.30% 2039 600,000 814,340
Intesa Sanpaolo SpA 5.017% 2024 3,270,000 3,369,081
Intesa Sanpaolo SpA 6.625% 2023 510,000 669,425
Iraq (Republic of) 6.752% 2023 545,000 558,854
Israel (State of) 1.50% 2027 775,000 933,306
Israel (State of) 1.50% 2029 725,000 883,957
Israel (State of) 2.00% 2027 28,300,000 8,883,925
Israel (State of) 5.50% 2042 29,300,000 14,038,571
Italy (Republic of) 0.10% 2023 21,902,790 24,269,590
Italy (Republic of) 1.35% 2022 2,665,000 3,014,074
Italy (Republic of) 1.85% 2024 5,200,000 6,107,052
Italy (Republic of) 2.80% 2028 59,318,000 76,502,018
Italy (Republic of) 3.0% 2029 7,440,000 9,777,921
Italy (Republic of) 3.85% 2049 3,130,000 4,948,004
JPMorgan Chase & Co. 2.55% 2021 6,039,000 6,079,691
JPMorgan Chase & Co. 2.604% 2021 (3-month USD-LIBOR + 0.28% on 2/1/2020) 1,700,000 1,702,927
JPMorgan Chase & Co. 3.25% 2022 1,000,000 1,034,216
Jaguar Holding Co. 6.375% 2023 375,000 388,594
Japan, Series 116, 2.20% 2030 1,735,000,000 20,101,738
Japan, Series 145, 1.70% 2033 2,210,000,000 25,329,267
Japan, Series 161, 0.60% 2037 790,000,000 7,916,322
Japan, Series 18, 0.10% 2024 1,958,855,800 18,578,558
Japan, Series 19, 0.10% 2024 2,426,236,300 23,089,916
Japan, Series 20, 0.10% 2025 680,050,000 6,490,743
Japan, Series 21, 0.10% 2026 989,020,500 9,480,598
Japan, Series 21, 2.30% 2035 720,000,000 9,055,492
Japan, Series 23, 0.10% 2028 1,992,786,360 19,231,542
Japan, Series 24, 0.10% 2029 1,608,155,808 15,527,069
Japan, Series 344, 0.10% 2026 605,000,000 5,780,353
Japan, Series 346, 0.10% 2027 3,125,000,000 29,929,364
Japan, Series 395, 0.10% 2020 3,003,000,000 27,903,640
Japan, Series 42, 1.70% 2044 911,900,000 11,294,083
Japan, Series 57, 0.80% 2047 70,000,000 729,376
Japan, Series 59, 0.70% 2048 539,000,000 5,480,667
Japan, Series 62, 0.50% 2049 2,095,550,000 20,208,176
Japan, Series 63, 0.40% 2049 636,000,000 5,966,901
Japan, Series 850, 0% 2019 7,044,600,000 65,165,596
Jonah Energy LLC 7.25% 2025 200,000 69,000
Jordan (Hashemite Kingdom of) 5.75% 2027 1,035,000 1,064,056
KT Corp. 0.30% 2020 600,000,000 5,555,087
KT Corp. 0.31% 2020 100,000,000 926,293
Keurig Dr Pepper Inc. 4.597% 2028 2,740,000 3,082,821
Keurig Dr Pepper Inc. 5.085% 2048 1,075,000 1,271,149
Korea Housing Finance Corp. 2.00% 2021 2,525,000 2,512,037
Korea Housing Finance Corp. 2.50% 2020 2,250,000 2,261,205
Kraft Heinz Co. 4.375% 2046 825,000 784,615
Kronos Inc., Term Loan B, (3-month USD-LIBOR + 8.25%) 10.503% 2024 650,000 662,188
Kuwait (State of) 2.75% 2022 3,550,000 3,602,022
LSB Industries, Inc. 9.625% 2023 445,000 471,700
LSC Communications, Inc. 8.75% 2023 275,000 202,125
Liberty Global PLC 5.50% 2028 250,000 260,000
Ligado Networks, Term Loan, (3-month USD-LIBOR + 8.75%) 10.852% 2020 559,199 445,122
Lima Metro Line 2 Finance Ltd. 4.35% 2036 630,000 673,313
Lima Metro Line 2 Finance Ltd. 5.875% 2034 1,370,000 1,511,692
Lima Metro Line Finance Ltd. 5.875% 2034 2,000,000 2,206,850
Lloyds Banking Group PLC 1.75% 2028 2,400,000 2,638,727
Lloyds Banking Group PLC 6.50% 2020 1,090,000 1,224,164
Lloyds Banking Group PLC 7.625 % 2025 655,000 1,034,592
Lockheed Martin Corp. 2.50% 2020 205,000 205,951
MDC Partners Inc. 6.50% 2024 320,000 293,200
MGM Resorts International 7.75% 2022 200,000 224,252
Malaysia (Federation of), Series 0219, 4.467% 2039 9,000,000 2,377,440
Malaysia (Federation of), Series 0310, 4.498% 2030 8,420,000 2,177,564
Malaysia (Federation of), Series 0418, 4.893% 2038 61,226,000 16,917,327
Malaysia (Federation of), Series 0518, 4.921% 2048 3,000,000 842,282
Mallinckrodt PLC 4.875% 2020 2,035,000 1,271,875
Mallinckrodt PLC 5.75% 2022 155,000 58,900
McAfee, LLC, Term Loan, (3-month USD-LIBOR + 3.75%) 0% 2024 388,985 390,235
McDermott International, Inc. 10.625% 2024 395,000 95,788
McDonald's Corp. 3.35% 2023 1,420,000 1,483,045
Medtronic, Inc. 3.50% 2025 1,558,000 1,673,633
Mexican Government 5.50% 2047 232,000 231,281
Microsoft Corp. 2.40% 2026 2,688,000 2,744,394
Mineral Resources Ltd. 8.125% 2027 100,000 103,180
Molina Healthcare, Inc. 4.875% 2025 482,000 486,218
Molina Healthcare, Inc. 5.375% 2022 1,375,000 1,462,711
Morgan Stanley 4.431% 2030 (3-month USD-LIBOR + 1.628% on 1/23/2029) 1,534,000 1,725,011
Morocco (Kingdom of) 3.50% 2024 1,400,000 1,730,328
Morocco (Kingdom of) 5.50% 2042 3,100,000 3,713,611
NGL Energy Partners LP 6.125% 2025 860,000 823,450
NIGERIA T-BILL NGN 0% 10-03-19 1,011,000,000 2,785,738
National Highways Authority of India 7.17% 2021 220,000,000 3,130,560
National Highways Authority of India 7.27% 2022 50,000,000 704,892
Navient Corp. 5.50% 2023 2,170,000 2,248,663
Navient Corp. 6.125% 2024 175,000 182,383
Niagara Mohawk Power Corp. 3.508% 2024 180,000 190,009
Nigeria (Republic of) 0% 2019 265,000,000 730,408
Nigeria (Republic of) 0% 2020 1,600,000,000 4,196,195
Nigeria (Republic of) 0% 2020 815,000,000 2,147,902
Nigeria (Republic of) 0% 2020 710,000,000 1,900,547
Nigeria (Republic of) 6.50% 2027 465,000 471,296
Noble Corp. PLC 7.95% 2025 150,000 95,625
Noble Corp. PLC 8.95% 2045 325,000 162,500
Norbord Inc. 5.75% 2027 420,000 431,550
Norway (Kingdom of) 2.00% 2023 99,579,000 11,222,475
Norway (Kingdom of) 3.75% 2021 111,851,000 12,808,735
Nova Chemicals Corp. 5.25% 2027 475,000 496,185
Nykredit Realkredit AS, Series 01E, 1.50% 2037 51,791,652 7,802,828
Nykredit Realkredit AS, Series 01E, 1.50% 2040 151,797,087 22,836,210
Nykredit Realkredit AS, Series 01E, 2.00% 2037 17,773,874 2,692,048
Nykredit Realkredit AS, Series 01E, 2.50% 2047 8,591,848 1,307,601
Oasis Petroleum Inc. 6.875% 2022 455,000 426,563
Odebrecht Drilling Norbe 7.72% 2026 12,472 3,325
Oracle Corp. 2.65% 2026 2,327,000 2,377,107
Oracle Corp. 3.25% 2027 1,880,000 1,995,526
Owens & Minor, Inc. 3.875% 2021 800,000 780,000
Owens & Minor, Inc., Term Loan B, (3-month USD-LIBOR + 4.50%) 6.6% 2025 356,710 315,243
PNC Bank 2.30% 2020 865,000 866,355
PNC Bank 2.60% 2020 275,000 276,113
PT Indonesia Asahan Aluminium Tbk 5.23% 2021 555,000 583,200
Pacific Gas and Electric Co. 2.95% 2026 590,000 584,100
Pacific Gas and Electric Co. 3.30% 2027 659,000 655,705
Pacific Gas and Electric Co. 3.95% 2047 1,250,000 1,215,625
Pacific Gas and Electric Co. 4.65% 2028 542,000 577,230
Pacific Gas and Electric Co. 6.35% 2038 1,566,000 1,832,220
Pakistan (Islamic Republic of) 5.50% 2021 3,535,000 3,553,417
Pakistan (Islamic Republic of) 6.75% 2019 1,900,000 1,909,413
Pakistan (Islamic Republic of) 8.25% 2024 2,240,000 2,423,353
Panama (Republic of) 3.75% 2026 1,440,000 1,522,800
Panama (Republic of) 4.50% 2050 1,230,000 1,460,637
Par Pharmaceutical Companies Inc. 7.50% 2027 570,000 520,125
Paraguay (Republic of) 4.625% 2023 947,000 998,384
Paraguay (Republic of) 4.70% 2027 350,000 379,535
Paraguay (Republic of) 5.00% 2026 235,000 256,740
Paraguay (Republic of) 5.60% 2048 2,340,000 2,714,400
Peabody Energy Corp. 6.00% 2022 225,000 227,250
Pernod Ricard SA 4.45% 2022 730,000 766,119
Peru (Republic of) 5.625% 2050 280,000 410,903
PetSmart, Inc. 5.875% 2025 1,165,000 1,165,000
PetSmart, Inc. 8.875% 2025 1,515,000 1,443,038
PetSmart, Inc., Term Loan, (3-month USD-LIBOR + 3.00%) 5.04% 2022 715,657 691,504
Petroleos Mexicanos 6.35% 2048 927,000 855,306
Petroleos Mexicanos 6.84% 2030 550,000 569,773
Petróleos Mexicanos 7.19% 2024 70,734 314,529
Petróleos Mexicanos 7.47% 2026 1,369,266 5,793,742
Pisces Parent LLC 8.00% 2026 680,000 671,500
Poland (Republic of) 3.25% 2026 4,590,000 4,886,115
Poland (Republic of) 4.00% 2024 980,000 1,062,905
Poland (Republic of), Series 0922, 5.75% 2022 24,500,000 6,840,645
Poland (Republic of), Series 1021, 5.75% 2021 19,180,000 5,193,953
Polish Government, Series 1029, 2.75% 2029 4,900,000 1,304,597
Portuguese Republic , 1.95% 2029 2,110,000 2,697,808
Progress Energy, Inc. 7.75% 2031 150,000 214,076
Prologis, Inc. 4.25% 2023 2,075,000 2,234,756
Puget Energy, Inc. 5.625% 2022 480,000 513,574
Puget Energy, Inc. 6.00% 2021 1,023,000 1,088,496
Puget Energy, Inc. 6.50% 2020 335,000 350,830
QEP Resources, Inc. 5.25% 2023 85,000 79,264
QGOG Constellation SA 9.50% 2024 2,163,823 941,263
Qatar (State of) 3.875% 2023 475,000 503,025
Qatar (State of) 4.50% 2028 3,205,000 3,659,354
Qatar (State of) 5.103% 2048 530,000 678,692
R.R. Donnelley & Sons Co. 6.50% 2023 225,000 231,750
Rabobank Nederland 2.50% 2026 (5-year EUR Mid-Swap + 1.40% on 5/26/2021) 2,400,000 2,716,557
Rabobank Nederland 4.625% 2023 2,180,000 2,345,440
Range Resources Corp. 5.00% 2022 20,000 18,850
Rayonier Advanced Materials Inc. 5.50% 2024 550,000 404,594
Realogy Corp. 4.875% 2023 605,000 568,700
Realogy Corp. 5.25% 2021 225,000 225,000
Realogy Corp. 9.375% 2027 275,000 256,856
Reynolds American Inc. 3.25% 2020 640,000 644,129
Reynolds American Inc. 4.00% 2022 455,000 474,186
Reynolds American Inc. 4.45% 2025 2,115,000 2,258,107
Roche Holdings, Inc. 2.875% 2021 1,250,000 1,271,199
Romania 2.875% 2029 1,640,000 2,022,398
Romania 3.375% 2038 4,170,000 5,236,964
Romania 3.50% 2034 835,000 1,056,381
Romania 3.875% 2035 2,810,000 3,684,806
Romania 4.125% 2039 1,550,000 2,064,866
Romania 4.625% 2049 12,905,000 18,294,126
Rotech Healthcare Inc., Term Loan A, (3-month USD-LIBOR + 3.25%) 5.293% 2023 443,750 441,452
Russian Federation 2.875% 2025 2,700,000 3,306,350
Russian Federation 2.875% 2025 1,500,000 1,836,861
Russian Federation 6.90% 2029 248,750,000 3,837,282
Russian Federation 7.00% 2023 120,000,000 1,876,528
Russian Federation 7.25% 2034 121,920,000 1,898,553
Russian Federation 7.70% 2033 22,840,000 369,599
Russian Federation 8.50% 2031 82,440,000 1,421,837
Ryerson Inc. 11.00% 2022 635,000 671,513
SM Energy Co. 6.125% 2022 15,000 14,450
Sally Holdings LLC and Sally Capital Inc. 5.625% 2025 725,000 739,500
Santander Holdings USA, Inc. 4.45% 2021 3,750,000 3,917,843
Saudi Arabia (Kingdom of) 2.894% 2022 1,900,000 1,929,423
Saudi Arabia (Kingdom of) 3.625% 2028 3,840,000 4,077,750
Saudi Arabia (Kingdom of) 3.628% 2027 1,900,000 2,020,905
Scentre Group 3.50% 2025 210,000 217,881
Scentre Group 3.75% 2027 110,000 116,176
Schlumberger BV 4.00% 2025 935,000 997,756
Scientific Games Corp. 8.25% 2026 420,000 448,350
Serbia (Republic of) 1.5% 2029 7,299,000 8,300,975
Shell International Finance BV 1.75% 2021 1,740,000 1,737,397
Shell International Finance BV 3.50% 2023 3,808,000 4,038,308
Shire PLC 2.40% 2021 3,930,000 3,949,383
Shire PLC 2.875% 2023 818,000 834,957
Shire PLC 3.20% 2026 405,000 418,295
Sirius XM Radio Inc. 3.875% 2022 550,000 561,688
Sirius XM Radio Inc. 4.625% 2024 310,000 322,192
Skandinaviska Enskilda Banken AB 2.625% 2021 2,250,000 2,266,927
Skandinaviska Enskilda Banken AB 2.80% 2022 2,100,000 2,128,812
South Africa (Republic of) 5.50% 2020 1,900,000 1,922,335
South Africa (Republic of), Series R-2044, 8.75% 2044 192,925,000 11,359,582
South Africa (Republic of), Series R-2048, 8.75% 2048 139,300,000 8,136,490
South Africa (Republic of), Series R-214, 6.50% 2041 168,450,000 7,826,335
South Korea (Republic of), Series 2712, 2.375% 2027 8,658,930,000 7,756,422
Spain (Kingdom of) 1.45% 2027 10,300,000 12,544,800
Spain (Kingdom of) 1.45% 2029 6,910,000 8,491,828
Spain (Kingdom of) 2.70% 2048 850,000 1,310,202
Springleaf Finance Corp. 6.125% 2024 600,000 647,250
Sri Lanka (Democratic Socialist Republic of) 5.75% 2022 1,600,000 1,607,166
Sri Lanka (Democratic Socialist Republic of) 6.25% 2020 1,900,000 1,930,398
Staples, Inc. 7.50% 2026 1,550,000 1,600,840
Starwood Property Trust, Inc. 5.00% 2021 350,000 364,875
State Grid Europe Developement (2014) PLC 1.5% 2022 194,000 218,786
State Grid Overseas Investment Ltd. 1.25% 2022 765,000 859,433
State Grid Overseas Investment Ltd. 1.375% 2025 441,000 507,444
State Grid Overseas Investment Ltd. 2.125% 2030 200,000 249,682
State Grid Overseas Investment Ltd. 3.50% 2027 5,600,000 5,916,736
Statoil ASA 3.70% 2024 1,950,000 2,088,799
Statoil ASA 4.25% 2041 1,000,000 1,172,546
Sunoco LP 4.875% 2023 130,000 133,738
Swiss Re Finance (Luxembourg) SA 5.00% 2049 (UST Yield Curve Rate T Note Constant Maturity 5-year + 3.582% on 4/2/2029) 800,000 885,700
TPC Group Inc. 10.50% 08-01-24 200,000 209,500
Takeda Pharmaceutical Co., Ltd. 2.25% 2026 2,275,000 2,778,656
Takeda Pharmaceutical Co., Ltd. 4.40% 2023 2,075,000 2,236,298
Talen Energy Corp. 10.50% 2026 105,000 90,825
Talen Energy Corp. 7.25% 2027 210,000 214,473
Team Health Holdings, Inc. 6.375% 2025 1,005,000 699,480
Teco Finance, Inc. 5.15% 2020 75,000 75,929
Teekay Corp. 9.25% 2022 520,000 531,700
Teekay Offshore Partners LP 8.50% 2023 550,000 545,875
Tenet Healthcare Corp. 4.625% 2024 396,000 408,466
Tenet Healthcare Corp. 4.875% 2026 1,950,000 2,003,625
Teva Pharmaceutical Finance Co. BV 2.20% 2021 380,000 348,650
Teva Pharmaceutical Finance Co. BV 2.80% 2023 2,026,000 1,643,593
Teva Pharmaceutical Finance Co. BV 3.15% 2026 2,420,000 1,700,050
Teva Pharmaceutical Finance Co. BV 6.00% 2024 1,430,000 1,237,844
Thailand (Kingdom of) 2.125% 2026 257,750,000 8,824,758
Transocean Inc. 9.00% 2023 269,000 280,096
Trilogy International Partners, LLC 8.875% 2022 1,375,000 1,316,563
Tronox Ltd. 6.50% 2026 575,000 550,563
Turkey (Republic of) 5.75% 2024 2,500,000 2,496,840
Turkey (Republic of) 6.25% 2022 1,880,000 1,931,692
Turkey (Republic of) 7.25% 2023 1,085,000 1,149,244
U.S. Treasury 1.875% 2024 4,515,000 4,582,319
U.S. Treasury 2.25% 2027 9,000,000 9,414,270
U.S. Treasury 2.50% 2020 7,900,000 7,933,180
U.S. Treasury 2.625% 2023 6,900,000 7,139,154
U.S. Treasury 2.75% 2023 2,270,000 2,362,525
U.S. Treasury 2.75% 2025 10,140,000 10,778,516
U.S. Treasury 2.75% 2028 14,100,000 15,314,997
U.S. Treasury 2.75% 2047 5,950,000 6,744,028
U.S. Treasury 2.875% 2025 5,400,000 5,800,032
U.S. Treasury 2.875% 2028 19,850,000 21,795,102
U.S. Treasury 3.00% 2048 8,325,000 9,907,083
U.S. Treasury 3.00% 2049 3,340,000 3,985,221
U.S. Treasury Inflation-Protected Security 0.25% 2029 13,741,648 13,882,827
U.S. Treasury Inflation-Protected Security 0.375% 2025 5,950,560 6,037,680
U.S. Treasury Inflation-Protected Security 0.625% 2043 1,339,152 1,376,539
U.S. Treasury Inflation-Protected Security 0.75% 2042 709,669 752,160
U.S. Treasury Inflation-Protected Security 0.875% 2029 91,236,415 97,010,714
U.S. Treasury Inflation-Protected Security 1.00% 2049 34,687,132 39,309,872
U.S. Treasury Inflation-Protected Security 1.375% 2044 5,834,664 7,008,725
Ukraine Government 16.06% 2022 78,500,000 3,304,185
Ukraine Government 17.00% 2022 45,000,000 1,929,743
Ukraine Government 6.75% 2026 3,119,000 3,674,099
Ultra Petroleum Corp. 11.00% 2024 625,004 90,626
UniCredit SpA 3.75% 2022 1,750,000 1,790,175
UniCredit SpA 4.625% 2027 2,890,000 3,073,116
UniCredit SpA 5.75% 2025 900,000 1,034,959
Uniform Mortgage-Backed Security 4.00% 2049 48,464 50,300
Unisys Corp. 10.75% 2022 325,000 356,688
United Kingdom (Government of), 0% 2019 6,600,000 8,113,001
United Kingdom (Government of), 0% 2019 400,000 491,625
United Kingdom 1.50% 2047 6,490,000 9,000,393
United Kingdom 2.25% 2023 1,550,000 2,052,706
United Kingdom 2.75% 2024 1,210,000 1,668,211
United Kingdom 3.25% 2044 4,440,000 8,152,521
United Kingdom 3.50% 2045 890,000 1,715,050
United Kingdom 4.25% 2027 2,800,000 4,538,939
United Mexican States 0.62% 2022 100,000,000 927,422
United Mexican States 0.70% 2021 600,000,000 5,587,156
United Mexican States, Series M, 7.50% 2027 7,370,000 38,810,702
United Mexican States, Series M20, 8.50% 2029 1,060,000 5,983,784
United Technologies Corp. 4.125% 2028 1,900,000 2,151,902
UnitedHealth Group Inc. 2.70% 2020 520,000 523,009
Univision Communications Inc. 5.125% 2023 675,000 676,688
Uruguay (Oriental Republic of) 8.50% 2028 95,641,000 2,191,341
Valaris PLC 5.75% 2044 430,000 184,900
Valaris PLC 7.75% 2026 525,000 283,605
Valeant Pharmaceuticals International, Inc. 6.125% 2025 1,350,000 1,404,000
Valeant Pharmaceuticals International, Inc. 9.25% 2026 1,095,000 1,246,920
Venator Materials Corp. 5.75% 2025 625,000 529,688
Veritas Holdings Ltd. 10.50% 2024 200,000 190,000
Veritas Holdings Ltd. 7.50% 2023 400,000 397,377
Verizon Communications Inc. 4.125% 2046 1,814,000 2,025,596
Vine Oil & Gas LP 8.75% 2023 175,000 80,500
Virgin Australia Holdings Ltd. 8.50% 2019 100,000 100,275
Volkswagen Group of America Finance, LLC 2.45% 2019 545,000 545,029
Volkswagen Group of America Finance, LLC 3.875% 2020 1,900,000 1,931,257
Volkswagen Group of America Finance, LLC 4.00% 2021 1,900,000 1,964,230
Volkswagen Group of America Finance, LLC 4.25% 2023 1,700,000 1,812,521
Volkswagen Group of America Finance, LLC 4.625% 2025 1,280,000 1,412,152
WEA Finance LLC 3.25% 2020 530,000 535,467
WEA Finance LLC 3.75% 2024 535,000 567,348
WM. Wrigley Jr. Co. 3.375% 2020 515,000 522,413
Wal-Mart Stores, Inc. 2.85% 2024 1,655,000 1,722,119
Warrior Met Coal, Inc. 8.00% 2024 304,000 316,350
Weatherford International LLC 9.875% 2025 325,000 113,750
Weatherford International Ltd., Term Loan, (3-month USD-LIBOR + 3.00%) 5.07% 2020 852,269 854,400
Weatherford International PLC 4.50% 2022 160,000 56,000
Weatherford International PLC 6.50% 2036 650,000 227,500
Weatherford International PLC 8.25% 2023 1,525,000 549,000
Weatherford International PLC 9.875% 2024 525,000 190,313
Westfield Corp. Ltd. 3.15% 2022 245,000 250,054
Williams Partners LP 4.125% 2020 375,000 380,952
Williams Partners LP 4.30% 2024 820,000 872,690
Wynn Las Vegas, LLC and Wynn Capital Corp. 4.25% 2023 868,000 895,125
Wynn Resorts LTD 5.125% 2029 90,000 94,480
Ziggo Bond Finance BV 5.50% 2027 625,000 654,688
Zimmer Holdings, Inc. 3.15% 2022 790,000 805,542
Equity Securities* Shares or Principal Amount Market Value Percent of Net Assets
Advanz Pharma Corp. 9,130 109,641 0.01
Advanz Pharma Corp. 6,028 72,390 0.00
Associated Materials, LLC, 14.00% convertible preferred 2020 850 847,170 0.04
Associated Materials, LLC, warrants, expire 2023 12,075 0 0.00
Corporate Risk Holdings I, Inc. 25,840 3,031 0.00
Tribune Resources, Inc. 158,988 357,723 0.02
Tribune Resources, Inc., Class A, warrants, expire 2023 53,128 4,059 0.00
Tribune Resources, Inc., Class B, warrants, expire 2023 41,322 2,112 0.00
Tribune Resources, Inc., Class C, warrants, expire 2023 39,060 1,418 0.00

Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses, which can be obtained from a financial professional and should be read carefully before investing.

Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value.

*
Excludes certain securities in initial period of acquisition.