Checklist | Capital Group

Retirement Plan Proposal

Proposal Request Checklist

Use the checklists below to help you gather the information you'll need to order an American Funds retirement plan proposal.

Information You'll Need for All PlanPremier-TPA Plans

  • Plan sponsor name
  • Plan type: 401(k), safe harbor 401(k), ERISA 403(b), profit-sharing, money purchase or new comparability
  • Share class: R-2, R-2E, R-3, R-4, R-5E, R-5 or R-6
    Learn more about our retirement plan share classes
  • Is the plan related to a company merger, company spinoff or neither?
  • Date of presentation (optional)
  • Proposed TPA (optional)
  • Does the sponsor need a referral to an authorized TPA? (optional)
  • If ordering booklets, the number of booklets needed (optional)

Additional Information to Gather

Start-Up Plans

  • Number of eligible employees
  • Start-up date (optional)

Takeover Plans

  • Number of participants
  • Total plan assets excluding self-directed brokerage
  • Proposed takeover date (optional)
  • Self-directed brokerage assets (optional)
  • Current TPA (optional)

Information You'll Need for All PlanPremier-Bundled Plans

  • Plan sponsor name
  • Plan type: 401(k), safe harbor 401(k), ERISA 403(b), profit-sharing or money purchase
  • Plan share class: R-2, R-2E, R-3, R-4, R-5E, R-5 or R-6
    Learn more about our retirement plan share classes 
  • Is the plan related to a company merger, company spinoff or neither?
  • Date of  presentation (optional)
  • If ordering booklets, the number of booklets needed (optional)

Additional Information to Gather

Start-Up Plans

  • Number of eligible employees
  • Start-up date (optional)

Takeover Plans

  • Number of participants
  • Total plan assets excluding self-directed brokerage
  • Proposed takeover date  (optional)
  • Self-directed brokerage assets (optional)

Information You'll Need for RecordkeeperDirect Plans

  • Plan sponsor name
  • Plan type: 401(k), safe harbor 401(k), 403(b), profit-sharing, money purchase or new comparability
  • Share class: R-2, R-3, R-4, R-5E or R-6
    Learn more about our retirement plan share classes
  • Date of presentation (optional)
  • Proposed TPA (optional)
  • Does the sponsor need a referral to an authorized TPA? (optional)

Additional Information to Gather

Start-Up Plans

  • Number of eligible employees
  • Start-up date (optional)

Takeover Plans

  • Number of participants
  • Total plan assets
  • Proposed takeover date (optional)
  • Current TPA (optional)


Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value.

Investors should carefully consider investment objectives, risks, charges and expenses. This and other important information is contained in the fund prospectuses and summary prospectuses, which can be obtained from a financial professional and should be read carefully before investing. For an investment offered through a group annuity, some of this information may differ and can be obtained from a financial professional. 

This content, developed by Capital Group, home of American Funds, should not be used as a primary basis for investment decisions and is not intended to serve as impartial investment or fiduciary advice.